Please note that effectively immediately, to receive confirmation of our receipt of your filing of UCC 1, UCC 3, and UCC 5 financing statements, please provide an e-mail address on those submitted statements. (Our office will no longer required you to submit a Self-Addressed Stamped Envelope to receive this confirmation.)
Thank you for your patience and assistance.
Uniform Commercial Code (UCC)
Uniform Commercial Code ("UCC") establishes a standard for recording liens across the country. The Secretary of State processes liens which protect financial interests on, for example, consumer goods or commercial equipment.
Each document receives a unique 12-digit filing number assigned by our UCC program, and is available for viewing on our UCC search as public record. That filing number, the debtor name or secured party name can be used to search our website for detailed information regarding the lien filing.
Document to File
- UCC 1: Financing Statement: creates lien filing in system
- UCC 1a: Financing Statement Addendum: offers fields for an additional debtor, secured party and collateral
- UCC 1ap: Financing Statement Additional Party: provides for multiple additional debtors and secured parties
- UCC 3: Financing Statement Amendment: amends previously filed liens
- UCC 3a: Financing Statement Amendment Addendum: offers fields for additional collateral
- UCC 3ap: Financing Statement Amendment Additional Party: adds additional debtors and secured parties
- UCC 11: Search Request: provides copies of liens, certified copies or listing of debtors by name or lien number
- UCC 5: Information Request (Correction Statement): allows debtor or secured party to dispute a filing
Filing Fee
- UCC 1: $9
- UCC 1a: none, must be submitted with completed UCC 1
- UCC 1ap: none, must be submitted with completed UCC 1
- UCC 3: $9 for continuations, assignments, and any amendments.
- UCC 3: $2 for terminations only
- UCC 3a: none, must be submitted with completed UCC 3
- UCC 3ap: none, must be submitted with completed UCC 3
- UCC 11: Pricing varies upon search requested
- UCC 5: $9
Please Note: No cash or credit card payments accepted for over the counter filings. Must pay by check or money order.
Filing Length: Standard liens are effective for 5 years. Tax, Restitution, Racketeering, and Utility liens do not expire.
Processing Time: 5 business days from receipt.
Applicants agree to pay a $25.00 fee if their account returns insufficient funds.
- Our office will not return a filed document unless you include a prepaid return envelope.
- Our office does not require acknowledgment copies.
- Certified UCC search results cannot be acquired on our public search website. All filings will be watermarked "uncertified".
- If you have any questions, please call us at 602-542-6187 or 1-800-458-5842 or email us.
Filing By Mail
Secretary of State
Attn: UCC Dept.
1700 W. Washington Street, Fl. 7
Phoenix, AZ 85007-2808
In-Person Filing - Phoenix Office
State Capitol Executive Tower
1700 W. Washington Street
Suite 220
In-Person Filing - Tucson Office
Arizona State Complex Building
400 West Congress
Second Floor, Suite 221
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Currently, the Secretary of State’s office is accepting both the 2011 and 2023 versions of UCC forms. We will continue to accept the 2011 forms until the relevant statue is changed by the Arizona State Legislature (expected to be sometime in spring of 2024).
Resources
- UCC Popular Questions (PDF)
- UCC Lien Search
- Uniform Commercial Code (UCC) Database Public Records Request
- UCC 1 (PDF)
UCC 1 2023 (PDF)
- UCC 1Ad (PDF)
UCC 1Ad 2023 (PDF)
- UCC 1AP (PDF)
UCC 1AP 2023 (PDF)
- UCC 3 (PDF)
UCC 3 2023 (PDF)
- UCC 3Ad (PDF)
UCC 3Ad 2023 (PDF)
- UCC 3AP (PDF)
UCC 3AP 2023 (PDF)
- UCC 5 (PDF)
UCC 5 2023 (PDF)
- UCC 11 (PDF)
UCC 11 2023 (PDF)